Step 1 - Active Investors



Recognize an active investor

Summary: Active investors hope to pick winners among the many stocks, times, managers, and investment styles. But these investors forget that markets are moved by news which is unpredictable and random. Therefore, the movements of stocks, markets, managers, and styles are unpredictable and random. Markets are also efficient, meaning that news is rapidly reflected in market prices. As a result, active investing is not a viable or profitable strategy. The only reliable source of long-term returns is from consistent exposure to economic risk factors backed by more than 81 years of historical data.

 

Numerous studies have shown that actively managed investments generally carry more risk and lower returns than globally diversified, risk-calibrated index portfolios. Despite this fact, governing boards of institutions frequently fall prey to manager-picking consultants and the allure of past winners, hiring the hottest new fund managers only to fire them later because their past performance doesn’t persist in the subsequent periods. A recent study conducted by Amit Goyal of Emory University and Sunil Wahal of Arizona State University found that manager hiring and firing decisions made by consultants and board members was a complete waste of money and the board members’ precious time.
“The Selection and Termination of Investment Management Firms by Plan Sponsors” reveals the negative impact of manager chasing. The results, as set forth in the figure below, demonstrate that during the ten-year period from 1994 through 2003, consultants and boards which based their fund manager hiring decisions on consistent above benchmark past performance were largely disappointed with subsequent index-like results. They often then fired their managers in favor of another recent top performer, repeating the cycle again. This cyclical motion undermines their investment policy statements and the opportunity of achieving optimal returns, the kind of returns that are available by simply buying, holding and rebalancing a passively managed portfolio of index funds that keeps costs low and controls risk.

 

 

 

Additional Charts and Graph from Step 1


Step 1
The Difference Between Two Investment Strategies
T1-1
Difference Between Two Investment Strategies
The Difference Between Two Investment Strategies
F1-Brain
Expecting Dough vs. Expecting Dope
Average Mutual Fund vs Average Fund Investor
F1-1
Average Mutual Fund Average Fund Investor
Average Mutual Fund vs Average Fund Investor Annualized Return
T1-2
Average Mutual Fund vs Average Fund Investor

F1-A
How Fund Can Earn Big Return But Still Lose Money
 
F1-3
The Average Investor Compared to Indexes
Average Mutual Fund vs Average Fund Investor Annualized Return
T1-3
DFA Index Funds vs All Other Index Funds
Emotions of Investing
F1-4
Emotions of Active, Passive, and Rebalancer
   
 
Active vs. Passive

Watching the Grass Grow